FINMA Gap-Assessment

The new FINMA Circular 2023/1 sets out comprehensive security requirements for Swiss financial institutions. These requirements are primarily aimed at the effective management of cyber and ICT risks, the handling of critical data and the establishment of robust business continuity management at the same time as ensuring operational resilience.

Our experience enables us to support you effectively on your way to fulfilling these new FINMA requirements. Reviewing and evaluating your own security measures is a fundamental step in this process.

Are your security measures already FINMA-compliant?

Our specialised FINMA gap assessment specifically identifies weaknesses in your current information security strategy and the measures needed to implement them. Our aim is to support you effectively on the path to FINMA compliance. Our security experts analyse any deviations from all aspects of the FINMA Circular, evaluate them critically and develop prioritised recommended steps for you.

How you can benefit from our FINMA gap assessment

• You will gain an overview of the current situation in relation to the requirements of the FINMA Circular.
• The key risks, particularly in connection with information and communication technology, are known and have been assessed by our independent experts.
• You know your strengths/weaknesses profile as compared to FINMA Circular 2023/1.
• You are given specific recommendations for measures – prioritised in line with the risk assessment – and can start optimisation straight away.
• All findings from the FINMA gap assessment are recorded in a detailed report and discussed with you.

Please contact us to find out more about how we can support you. Please fill in our contact form and we will get back to you as soon as possible to discuss your specific requirements and possible next steps.